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Details

Head of Regulatory Affairs

New York, New York

The Company:

A leading licensed digital asset exchange and custodian that offers a platform for customers to buy, sell, and store digital assets (e.g., Bitcoin, Ethereum, and Zcash) seeks a Head of Regulatory Affairs.

What you will do:

The Regulatory Officer will act as the central point of contact for all regulatory inquiries. In this role, you will manage visits from regulators by organizing agendas, contributing at meetings, and ensuring consistency of message on cross-functional issues. You will exercise your industry expertise and influence skills to assist the Chief Compliance Officer to deal with regulatory inspections, meetings, queries and reporting requirements.

Responsibilities:

  • Answer regulators ad-hoc queries about the businesses and its products,
  • Understand the regulatory risks of the products offered by and business activities; analyze and evaluate new products to determine compliance with established rules and regulations.
  • Ensure compliance of existing risk processes which includes providing advice on how to amend risk models or processes to comply with specific local regulations, highlighting potential regulatory issues.
  • Produce management information and facilitate reporting to senior management to ensure that all regulatory issues are identified and addressed appropriately.
  • Coordinate the response to subpoenas and other law enforcement requests made of the company; serve as the escalation point for customer complaints, ensuring that the firm’s response to customers and regulators are accurate and complete.

Minimum Qualifications:

  • Bachelor’s degree in Business, Finance, Risk Management or related field, or equivalent experience
  • Minimum of 7-10 years of regulatory coordinator or officer experience in the financial services industry with specific experience with the NYDFS
  • A blend of BOTH government regulatory experience AND corporate experience in which work with regulators was a key component (e.g. experience with FINRA, SEC, CFTC and other financial regulators)
  • Experience managing and executing regulatory inspections and meetings
  • Good communication skills; teamwork oriented

Job Type: Full-time

Experience:

  • Regulatory Affairs: 5 years (Preferred)

How to apply

contact us!!!

Location

United States New York New York

Overview